- Steward partners umpqua registration#
- Steward partners umpqua professional#
- Steward partners umpqua series#
This Website is designed to serve as an educational tool to assist and inform potential clients about independent and unaffiliated firms and advisors, and should not be the sole means by which a prospective client evaluates the suitability of any particular firm or advisor.
Steward partners umpqua professional#
Though Indyfin is a registered investment adviser, the non-interactive portions of this Website, including the listing of firm and advisor profiles, should not be construed as providing any investment, financial, legal, compliance, tax, or other professional advice, and nothing contained herein should be construed as an offer to sell or the solicitation of an offer to buy any security or other financial product. All firms and advisors listed on the Website are independent from and unaffiliated with Indyfin. Verified profiles also contain information supplied by the firm or individual advisor(s) within such firms, and do not necessarily reflect the views of Indyfin or its staff. Information reported by a firm or an advisor in Form ADV and/or Form U4 through IAPD has not been independently verified by Indyfin. This website, the contents of this page, and any additional hyperlinked pages or pop-up windows (collectively, this "Website") have been primarily derived from Form ADV and/or Form U4, as reported by the referenced firm and/or advisor as well as publicly-available information reported to the Investment Adviser Public Disclosure website ("IAPD"). IA Northern Trust Securities (Chicago, IL) Morgan Institutional Investments (San Francisco, CA)ī Northern Trust Securities (Chicago, IL) IA Wells Fargo Advisors (San Francisco, CA)ī Wells Fargo Advisors (San Francisco, CA)ī Hartford Equity Sales Company (Hartford, CT)ī J.P. IA City National Securities (San Francisco, CA)ī City National Securities (San Francisco, CA)
IA Steward Partners Investment Solutions (Medford, OR)ī Steward Partners Investment Solutions (Medford, OR) IA Cetera Investment Advisers (Medford, OR)ī Cetera Investment Services (Medford, OR)
Steward partners umpqua registration#
Total Years of Experience 17 years Registration History Cetera Investment Advisers provides services, such as Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses (other than small businesses) or institutional clients (other than registered investment companies and other pooled investment vehicles and), Pension consulting services, Selection of other advisers and Educational seminars/workshops. The fees charged by financial advisory firms depended on the types of services they perform for each client. The average advisor to client ratio is 1 advisor per 65 clients, but advisors may work with a higher or lower number of clients based on firm practices. The advisory team at Cetera Investment Advisers includes 2,788 advisor(s). Sophia Harding may also provide advisory services in other states under an applicable state exemption from registration or notice filing.Ĭetera Investment Advisers is a financial advisory firm with an office in Medford, OR.
Steward partners umpqua series#
Sophia Harding has previously passed the Series 66 and Series 65 examinations, and is registered to provide investment advice in Oregon. Their current role is with Cetera Investment Advisers and Cetera Investment Services. Sophia Harding has been working for 17 year(s). Sophia Harding is on the team of advisors at Cetera Investment Advisers in Medford, OR.
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